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PPS Annual Compliance and Sustainability Assessments 2025

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Which

one of the following is NOT a pillar of sustainable development?

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Which

of the following is identified as the primary driver of the current environmental

and social challenges facing humanity?

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What does the acronym ESG stand for?

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Muzi, the PPS sales manager, received two gift vouchers from Broker X in 2019. The first voucher, valued at R100, was given as a thank-you gift for her role as a guest speaker at their conference. Later that same year, she received a second voucher worth R950 after attending a workshop hosted by the Broker. Is Muzi allowed to accept the second gift of R950 from Broker X in the same year?

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Which

one of the following indicates a potential conflict of interest

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The financial interest of _____________ or less

per annum is said to be immaterial for a conflict of interest to arise.

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A

conflict of interest refers to any situation where an FSP or Representative has

an actual or potential conflict that could negatively impact the client

. Which one of these

statements is INCORRECT?

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PPS is hosting a roadshow for the launch of its

new products, as part of the event, marketing campaign, they provide an accommodation voucher to a brokerage for 10 representatives to join their

roadshow, to the value of R950 as a financial interest benefit for the year.

Does this voucher breach provisions of the Conflict-of-Interest

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The primary principle for managing conflicts of interests is the

avoidance of circumstances that creates Conflicts of Interests

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A financial interest

is any cash, incentives, vouchers, cash equivalent, gift, service, benefit,

discount, domestic or foreign travel, accommodation, or sponsorship.

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