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FINS2618-Capital Markets & Institution - T2 2025

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Which of the following are roles performed by a stock exchange?   

I.

Maintain an efficient and orderly process for the issuance of new securities.

II. Provide a platform for trading existing listed securities.

III. Help new businesses raise funds directly from venture capital firms.

IV. Facilitate the buying and selling of securities and ensure settlement of

transactions.

V. Support the sale of second-hand machinery and equipment.

VI. Help ensure that market participants receive timely and accurate

information.

VII. Guarantee higher returns for investors

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A bank has $125 million in High-Quality Liquid Assets (HQLA) and expects $98 million in total net cash outflows over the next 30 days under stressed conditions.

What is the Liquidity Coverage Ratio (LCR) of the bank?

Instructions: Enter numbers only (no % sign). Round

your answers to two decimal places.

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Match each characteristic with the correct type of business structure.

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Compared with raising debt through a bank, the raising of equity through an IPO is generally:
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Banks have gradually moved to liability management in the management of their balance sheets. Which statement best describes liability management?:
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If you take out a mortgage from a bank, the mortgage is a/an:
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If a bank required more short-term funding, it would issue:
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Common shareholders are:
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Direct financing allows a borrower to:

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When a bank raises funds in the international financial markets to fund new lending growth, it is involved in:
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