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Which one of the following is NOT a pillar of sustainable development?
Which of the following is identified as the primary driver of the current environmental and social challenges facing humanity?
What does the acronym ESG stand for?
Muzi, the PPS sales manager, received two gift vouchers from Broker X in 2019. The first voucher, valued at R100, was given as a thank-you gift for her role as a guest speaker at their conference. Later that same year, she received a second voucher worth R950 after attending a workshop hosted by the Broker. Is Muzi allowed to accept the second gift of R950 from Broker X in the same year?
Which one of the following indicates a potential conflict of interest
The financial interest of _____________ or less per annum is said to be immaterial for a conflict of interest to arise.
A
conflict of interest refers to any situation where an FSP or Representative has
an actual or potential conflict that could negatively impact the client
. Which one of these
statements is INCORRECT?
PPS is hosting a roadshow for the launch of its new products, as part of the event, marketing campaign, they provide an accommodation voucher to a brokerage for 10 representatives to join their roadshow, to the value of R950 as a financial interest benefit for the year. Does this voucher breach provisions of the Conflict-of-Interest
The primary principle for managing conflicts of interests is the avoidance of circumstances that creates Conflicts of Interests
A financial interest is any cash, incentives, vouchers, cash equivalent, gift, service, benefit, discount, domestic or foreign travel, accommodation, or sponsorship.