Choose the correct option: Factors to consider
when assessing whether an actual or potential conflict of interest exists or
may arise: Whether the FSP and/or representative is likely to avoid a financial
loss or make a financial gain that will negatively influence the ability of the
FSP/representative to provide FAIS financial services to a client impartially.

Question

Answer

Whether the FSP and/or representative has a
financial or other incentives to favour the interest of a third party,
potential client or group of clients over the interests of an existing client.

Answer

All of the above

Answer

Whether the FSP and/or representative has an
interest in the outcome of the FAIS financial service provided to the client or
in a transaction carried out on behalf of the client, which is distinct from
that client’s interest in that outcome.

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Choose the correct option: Factors to consider when assessing whether an actual ...

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