What is your responsibility as the employee of

PPS in terms of the FIC Act?

Which

entities within the PPS Group does the Risk Management and Compliance Programme

(RMCP) apply to?

After

establishing a business relationship with a member, PPS doesn’t have to conduct

ongoing due diligence on the member. Is this statement accurate?

Select the scenario which may be regarded as an unusual and/or suspicious transaction.

You submitted a suspicious transaction report to the Money Laundering

Control Officer (MLCO). The next day you decide to tell your work colleague all

about it during your lunch break. Is this allowed?

Name one of the requirements for customer due diligence.

Screening of clients to determine PIPs, suspected terrorists as

determined by the United Nations Security Council and other high-risk entities

identified by PPS, will be conducted before a client is onboarded and the policy is granted. 

What is the main purpose of the FIC Act?

Which of the following documents must be encrypted?

A financial advisor, Shaun, sources telephone

numbers of professionals from various public websites and phones them to introduce

PPS products. The following is correct: